U.S. Sanction Laws and the LC Independence Principle - Part 1

2024/8/2
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来源于: www.tieqiaolawyer.com

Notes:

[1]See North Korea Sanction Program, shome.treasury.gov/system/files/126/nkorea.pdf

[2]See North Korea Sanction Program, shome.treasury.gov/system/files/126/nkorea.pdf

[3] See North Korea Sanctions Advisory, issued by the U.S. Department of the Treasury on February 23, 2018

[4]OFAC FAQs: General Questions: Question 11: Who must comply with OFAC regulations?

[5]See Department of Justice release at: s.justice.gov/opa/pr/bnp-paribas-agrees-plead-guilty-and-pay-89-billion-illegally-processing-financial.

[6]See Department of Justice release at: s.justice.gov/opa/pr/bnp-paribas-agrees-plead-guilty-and-pay-89-billion-illegally-processing-financial.

[7]Adequate contacts or minimum contacts is a term used in the U.S. law of civil procedure to determine when it is appropriate for a court in one state to assert personal jurisdiction over a defendant from another state.

[8]§4(a)(i) , (ii) of E.O. 13810

[9]See Department of Justice release at: shome.treasury.gov/news/press-releases/sm0257

[10]The Fifth Circuit, in East Girard Sav. Ass'n v. Citizens Nat'l Bank & Trust Co., 593 F.2d 598 (5th Cir. 1979), stated that a LC is ‘simply not an ordinary contract. The LoC is a unique device developed to meet specific needs of the marketplace.’ Id. at 603. See also J. DOLAN, THE LAW OF LOCS: COMMERCIAL AND STANDBY CREDITS 2.01, 2.02 (1984).

[11]See Article 7, 8, 15 of UCP 600.

[12]See BSA/Anti-Money Laundering Examination Manual - Office of Foreign Assets Control (July 2006)

[13]See Id.

[14]See Id.

作者简介

梅良（Liang Mei）

北京德和衡律师事务所高级联席合伙人

梅良，北京德和衡律师事务所高级联席合伙人、北京德和衡（华盛顿）律师事务所主任。

梅良律师毕业于加州大学伯克利法学院，是中国和美国加利福尼亚州执业律师，中国注册会计师（非执业）。

梅良律师在国内执业期间，为包括中行、农行、工行、建行、交行、招商、平安及东方资产等四大管理公司在内的金融机构提供日常非诉讼咨询服务并代理诉讼案件数百起，诉讼标的达数十亿元，为各金融机构的不良资产清收和法律合规工作做出了贡献。

梅良律师在美国执业期间，除了为中资机构提供包括海外资产调查、美国进出口管制、美国海外资产管制、反垄断法、海外反腐败法等各类涉美合规咨询法律服务外，还代理了中国企业在美国加利福尼亚州、新泽西州、华盛顿州及联邦法院和联邦政府部门的各类诉讼案件，涉及301调查、337调查、知识产权纠纷、国际贸易。

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